Mike is the Chief Compliance Officer for Robertson Stephens, overseeing all matters relating to reputation and compliance management.

Mike has over 25 years of investment advisor and broker-dealer experience with firms such as JP Morgan, Hambrecht & Quist and Thomas Weisel Partners. Most recently, Mike was Chief Compliance Officer with First Republic Securities, a dually-registered investment advisor and broker-dealer subsidiary of First Republic Bank. In that role Mike built out private placement and insurance offering platforms while overseeing the private wealth management activities of over 600 licensed representatives.

Mike is a CFA® charterholder and earned an MS Finance with Honors from Golden Gate University in San Francisco and a BA Communications from Rutgers University. Mike lives in Petaluma, CA with his three kids and enjoys tennis, trail-running and skiing/snowboarding.